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In this section, we publish the weekly analysis of the major events taking place in the Caucasus and beyond. The Caucasus Update is written by our Senior Editor Alexander Jackson. Click here to subscribe.

Ten years ago NATO published a Strategic Concept which outlined the Alliance’s goals and rationale for the post-Cold War world. A decade later the European space, and the world, have changed dramatically. New threats have emerged.

To bring NATO’s strategic vision into line with the new challenges of the twenty-first century, a Group of Experts was commissioned in 2009 to examine and discuss the Alliance’s purpose. Led by former US Secretary of State Madeleine Albright, they presented their report, “NATO 2020” on May 17 (NATO, May 17). This will serve to inform the development of the official Strategic Concept in November.

The report is not a region-by-region assessment of the threats and opportunities facing NATO. Nonetheless, it contains key points that will inform the Alliance’s future approach to the Caspian region. Given the ongoing difficulties of the NATO-Russia relationship, and unresolved questions over NATO’s potential role in the South Caucasus, determining a new policy towards the region will be central to the new Strategic Concept.

Moscow is given a mixed review in the experts’ report. Although its willingness to assist NATO in Afghanistan, its commitment to nuclear arms reduction, and its determination to tackle terrorism and other ‘non-conventional threats’ is welcomed, Russia’s unpredictability and its attempts to forge a new security order in Europe are viewed as “unsettling” and “conflicting signals”.

However, the Group of Experts recommends that NATO continues to view Moscow as a potential partner more than a potential threat, particularly on issues such as ballistic missile defence. From a military point of view, the threat of conventional attack by Russian forces is downplayed throughout. The Alliance has its eyes on other dangers.

The open-door membership policy set out in Article 10 is one of the most controversial points in NATO’s relationship with Moscow. Allowing Georgia, however slowly, to move towards full membership of the Alliance was a proximate cause of the war between Russia and Georgia in 2008 and has stoked conflict between the Baltic states and their former Soviet rulers. Equally, for NATO the open-door policy is an article of faith. It prevents any country from exercising a veto over NATO membership and allows the Alliance to steadily expand across the European space, as and when individual states decide that they are ready to join.

Articulating a solution to this contentious issue, even simply a forthright affirmation that no non-NATO state should be able to block membership, will probably be present in the final Strategic Concept. However, the report simply recommends that the Concept should reaffirm the open-door policy, with no references to the problems that Article 10 has created.

“NATO 2020” suggests deepening the partnership with the OSCE, which allows it to engage institutionally with Russia and other non-NATO states. In particular, it recommends using the OSCE’s focus on ‘soft security’ issues to complement NATO’s ‘hard security’. This is a worthy aim although it is not entirely clear how it would work in practice. NATO and the OSCE already cooperate in areas such as the Balkans; it seems unlikely that Russia would permit NATO to utilise the OSCE’s assets for its own aims elsewhere.

Although only briefly mentioned, the report suggests building more formal ties to other regional political and security groupings. As well as the Organisation of American States and the Gulf Cooperation Council, mention is made of the Shanghai Cooperation Organisation and the Collective Security Treaty Organisation. The first is the Central Asian bloc dominated by Russia and China; the second is the post-Soviet security group led by Moscow.

NATO has previously been dismissive of these organisations for two main reasons. Firstly, they are largely seen as ‘paper tigers’ which are better at hosting summits and issuing communiqués than actually contributing to regional security. Secondly, they are seen as legitimising the dominance of Russia over the former Soviet space, a situation which the Alliance is deeply uncomfortable with. Impatient complaints that NATO is failing to work seriously with the CSTO (and to a lesser extent the SCO) have been previously rebuffed or quietly ignored by the Alliance (RIA Novosti, March 11, 2008; Jamestown Foundation, February 16 2010).

Although the UN has recently concluded a formal agreement with the CSTO, agreeing to build a formal partnership with either of these blocs would be a surprising move by NATO (Eurasianet, May 13). Of course, the experts’ report is not binding, but the authors must have been aware of the ramifications of such a move. It would suggest that, in its pursuit of a rapprochement and its desire not to overstretch itself, the Alliance is willing to offer at least partial and tacit recognition of Moscow’s influence in Eurasia.

For Tbilisi, this would be disheartening; although Russia’s invasion in 2008 was unilateral, watching NATO partner with Moscow’s security group would be further proof that the West prioritises Russia over small allies such as Georgia.

What may encourage Georgia, owing to its position on the energy route from the Caspian to the West, is the report’s determination that energy security issues “should figure prominently in NATO’s strategic assessment and contingency planning activities”. This represents a growing awareness in the Alliance, first articulated at the Bucharest Summit in 2008, that conflicts over energy resources would increasingly become a danger in the twenty-first century. This could signal greater engagement with Georgia and Azerbaijan to secure their energy routes.

At heart the report is not revolutionary. As an analysis by the Brookings Institution observes, its recommendations “do not always match the measure of vision and boldness that many think is needed to invigorate NATO and renew its sense of purpose” (Brookings, May 24). However, its recommendations are a useful guide to what the new Strategic Concept may contain. The implications for the Caspian region could be significant.

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