Abstract
Following years of compromise, the
Treaty of Lisbon finally came into force on December 1,
2009. This article analyses the new substantive law
regulations and institutional arrangements of the Lisbon
Treaty in the field of external relations and their impact
on the effectiveness of the European foreign policy and the
European Union as an international actor. For this purpose,
this paper starts with analyses of the principle of
coherence and continues with the reformed structure and
legal personality of the EU, which was previously a serious
challenge for the coherence of the EU’s foreign policy.
Finally, this article examines the functions and
implications of institutional innovations, namely, the
positions of the High Representative of the Union for
Foreign Affairs and Security Policy, the President of the
European Council and the European External Action Service.
This paper argues that the Treaty of Lisbon improves the
preconditions for a higher degree of coherence in European
external relations and strengthens the EU as an
international actor, even if the success of the European
foreign policy, especially in the field of CFSP, still
depends to a great extent on the Member States’ willingness
to cooperate.
Keywords: European Foreign
Policy, Treaty of Lisbon, Common Foreign and Security
Policy, legal personality of the EU, coherence
Introduction
After the failure of the Treaty
establishing a Constitution for Europe and a “period of
reflection”, the agreement on a “Reform Treaty” was reached
at an informal summit in Lisbon on October 19, 2007. Three
months later, on December 13, the Treaty of Lisbon was
signed and came into force on December 1, 2009. The
innovations of the Treaty of Lisbon are not as far reaching
as those of the Constitutional Treaty. Nevertheless, they
have the potential to increase the effectiveness of European
foreign policy
and to strengthen the EU as an international actor.
Coherence is a necessary precondition for the efficacy of
foreign policy not only of the EU but of all international
actors.
In the past, however, coherence constituted a challenge to
European foreign policy. One of the reasons was the
structure of the EU and the differences in the institutional
involvement and procedures between different issue areas of
the EU’s foreign policy. The issue of the legal personality of the EU, which is closely connected to the
EU’s structure, has been presented as a serious obstacle to
the EU’s foreign policy and to the perception of the EU as
an international actor. On the other hand, there have also
been discrepancies between the agreed Common Foreign and
Security Policy (CFSP) at European level and the varying
behaviour of the Member States at national level.
The Treaty of Lisbon has led to a simplification of the EU’s
structure, the explicit provision on the EU’s legal
personality and institutional amendments related to the
European foreign policy, namely, the new position of the
President of the European Council, the revised position of
the High Representative and a new institution, the European
External Action Service. These substantive and institutional
innovations affect European external relations, particularly
their coherence, in a positive way. In contrast, the Treaty
of Lisbon has no effect on the principle of coherence
codified in the Treaty on European Union (TEU), since the
wording of the relevant Articles was marginally changed; the
legal value of the principle of coherence remained
unchanged.
Since coherence is a crucial precondition for the efficacy
of foreign policy, it seems appropriate to begin this paper
by examining the treaty’s obligations related to the
coherence of the European foreign policy. Subsequently, the
article will analyse how the abovementioned amendments
influence the European foreign policy and the role of the EU
as an international actor. Starting with the analysis of the
reformed structure and the legal personality of the EU, the
article continues with the examination of the institutional
innovations and their consequences for the European foreign
policy.
Coherence as a Principle of European Foreign
Policy
As previously stated, coherence is a
necessary precondition for the efficacy of foreign policy
not only of the EU but of all international actors.
Coherence can be defined as a principle that guides foreign
policy. In the case of the EU, coherence indicates, on the
one hand, the degree of congruence between the external
policies of the Member States and that of the EU (vertical
direction) while, on the other hand, it refers to the level
of internal coordination of EU policies (horizontal
direction).
Since the establishment of the EU with the Treaty of
Maastricht, the principle of coherence in the external
relations of the EU has been codified in the TEU. According
to Article 3 of the Treaty on European Union in its
consolidated version of Nice (2002)/TEU(N),
the Union “shall in particular ensure the consistency of its
external activities as a whole in the context of its
external relations, security, economic and development
policies”. The Article therefore provides for the
coordination of and coherence in the “external activities as
a whole”,
while consistency has to be ensured
within and between all components of the EU’s external
relations.
This provision can be understood as a principle of
horizontal coherence since it refers to the level of
internal coordination of the EU policies and implies that
the various external policies of the EU should converge or
at least not contradict one another. The Council and the
Commission are charged with the particular responsibility to
“ensure
such consistency and shall cooperate to
this end”.
The objective of achieving
coherence in the external activities of the EU is,
therefore, to ensure that the Union can “assert its identity
on the international scene”.
Member States are also obliged to
“support the Union’s external and security policy actively
and unreservedly in a spirit of loyalty and mutual
solidarity”, and to “work together to enhance and develop
their mutual political solidarity”.
Furthermore, Member States are required to “refrain from any
action which is contrary to the interests of the Union or
likely to impair its effectiveness as a cohesive force in
international relations”.
The abovementioned provisions of Article 11(2) of the TEU(N)
apply to the CFSP and can be understood as a principle of
vertical coherence. The Council is charged with the
responsibility to ensure compliance with this principle of
loyalty.
The Lisbon Treaty maintains the
principles of both horizontal and vertical coherence.
According to Article 21(3) of the revised Treaty on European
Union (TEU(L)), “The Union shall ensure consistency between
the different areas of its external action and between these
and its other policies”. As a result, the wording and the
obligations of Article 21(3) of the aforementioned treaty
are very similar to those of Article 3 of the TEU(N).
Nevertheless, in contrast to the previous responsibility for
compliance borne by the Commission and the Council, now,
also the High Representative is responsible for horizontal
coherence.
With respect to vertical coherence, Article 24(3) of the
TEU(L) can be therefore considered. Similar to the principle
of horizontal coherence, the wording and the substance of
the principle of vertical coherence, which was previously
laid down by Article 11(2) of the TEU(N), was not amended
significantly by the Lisbon Treaty. Article 24(3) of the
TEU(L) states:
The Member States shall support the Union's external and
security policy actively and unreservedly in a spirit of
loyalty and mutual solidarity and shall comply with the
Union's action in this area.
The Member States shall work together to enhance and
develop their mutual political solidarity. They shall
refrain from any action which is contrary to the interests
of the Union or likely to impair its effectiveness as a
cohesive force in international relations.
Alongside the previous responsibility of
the Council for conformity, now the High Representative is
also responsible for compliance with the principle of
vertical coherence.
Therefore, with respect to the principles
of vertical and horizontal coherence, the Treaty of Lisbon
did not bring significant changes since under the TEU the
institutions of the EC/EU, as well as the Member States,
were already obliged to cooperate and to coordinate their
policies in order to achieve a higher degree of coherence in
the European foreign policy. The Lisbon Treaty does not
influence the legal nature of the principle of coherence.
The legal effect of the obligations to cooperate and to
coordinate is still relativised by the fact that neither the
principle of horizontal coherence of Article 21(3) nor the
principle of vertical coherence of Article 24(3) of the
TEU(L) are justiciable, because these Articles do not fall
under the jurisdiction of the Court of Justice of the
European Union (ECJ), which was the case concerning Articles
3 and 11(2) of the TEU(N).
The exclusion of the principle of vertical coherence in the
CFSP from the supervision of the ECJ illustrates the
lingering discrepancy between the Member States’ general
willingness to cooperate and their more specific willingness
to determine the character of the European foreign policy in
concrete situations, and continues to limit the legal
aspects of the EU’s foreign policy. With respect to vertical
coherence, the Treaty of Lisbon has failed to discourage
Member States from pursuing national foreign policies,
diverging from the agreed European positions and, therefore,
to increase the vertical coherence of the European foreign
policy.
Furthermore, the explicit obligations of
the Member States “to comply with the Union’s action” and
“to support the Union’s external and security policy
actively and unreservedly in a spirit of loyalty and mutual
solidarity”
appear to become ambivalent when taking into account
Declarations 13 and 14 concerning the CFSP.
Declaration 13 states:
The Conference underlines that the provisions in the Treaty
on European Union covering the Common Foreign and Security
Policy, […] do not affect the responsibilities of the Member
States, as they currently exist, for the formulation and
conduct of their foreign policy nor of their national
representation in third countries and international
organisations.
Moreover, Declaration 14 reiterates once again the
sovereignty of national foreign policy by affirming that:
The provisions covering the Common
Foreign and Security Policy […] will not affect the existing
legal basis, responsibilities, and powers of each Member
State in relation to the formulation and conduct of its
foreign policy, its national diplomatic service, relations
with third countries and participation in international
organisations, including a Member State’s membership of the
Security Council of the United Nations. (ibid.)
In light of these Declarations, it is not
clear how “an ever-increasing degree of convergence of
Member States’ actions”
and compliance with the EU’s foreign policy can be achieved
when the provisions on the CFSP do not affect the Member
States’ responsibility for the formulation and conduct of
their foreign policies. Furthermore, the specific emphasis
on the UN Security Council seems to reduce the added value
of Article 34(2) of the TEU(L), according to which “when the
Union has defined a position on a subject which is on the
United Nations Security Council agenda, those Member States
which sit on the Security Council shall request that the
High Representative be invited to present the Union’s
position”.
In view of the ongoing debates on strengthening the European
profile within the UN and on the advantages and
disadvantages of a single EU seat in the UN Security
Council,
this provision could potentially contribute to a more
consistent and, therefore, more influential representation
of the EU in the UN.
However, Declaration 14 seems to constrain the provisions of
the abovementioned article, reducing the possibility of the
High Representative, and the EU as a whole, to extend their
influence within withi the UN Security Council.
As a result, the overall impact of the Treaty of Lisbon on
the codified principles of coherence in the European foreign
policy is very moderate. Nevertheless, some positive effects
can be expected from the reformation of the EU’s structure
and the explicit regulation of its legal personality, as
well as from certain institutional innovations that will be
discussed below.
Structure and the Legal System of the EU
after Lisbon
The relationship between the Treaty on
European Union and the Treaty establishing the European
Community (TEC) was a subject for discussion since the
signing of the Maastricht Treaty. The prevalent form to
describe the structure of the EU was a temple model
featuring the three pillars.
The pillar structure of the EU and the differences in the
institutional involvement and procedures between different
issue areas of the European foreign policy constituted a
challenge to the coherence of the EU’s foreign policy in the
past.
Although the Treaty of Lisbon sets out
the relationship between the European treaties in a new way,
the EU is still founded on two treaties as was the case
prior to the Treaty of Lisbon. In contrast to the Treaty
establishing a Constitution for Europe, which envisaged the
incorporation of the TEU and the TEC into one treaty, under
the Treaty of Lisbon the EU is founded on the Treaty on the
Functioning of the European Union (TFEU) and the Treaty on
European Union (TEU(L)).
According to Article 1 of the TEU(L), both Treaties have the
same legal value. They constitute a largely homogeneous core
of the EU.
Nevertheless, the Treaties’ equal value
does not, of course, mean a similar application of the
supranational regulations and procedures in all areas. The
Treaty of Lisbon does not change the CFSP’s exceptional
position; instead it systematically emphasises its special
status by the fact that, in contrast to the Police and
Judicial Cooperation in Criminal Matters (PJCC) which became
part of the TFEU, the CFSP is an intergovernmental part of
the TEU(L), with unanimity as a prevailing decision-making
procedure.
The wording of the Treaty emphasises the exceptional status
of the CFSP, which is further defined as “subject to
specific rules and procedures” and “the specific role of the
European Parliament and of the Commission in this area”,
which in turn is further determined by the Treaties. Thus,
the Treaty of Lisbon does not abolish the separation of the
issue areas, but it merely displaces the axis of separation,
while the dualism of the EU’s supranational and
intergovernmental external relations remains the same. In
other words, the Treaty of Lisbon simplified the structure
of the EU but it failed to unify it.
The EU’s Single Legal Personality
The question of the EU’s legal capacity
was closely connected to the debate on the relationship
between the TEU and the TEC. In contrast to the expressly
regulated legal personality of the European Community in
Article 281 of the TEC, the issue of the EU’s legal
personality was neither explicitly regulated in the Treaties
of Maastricht and Amsterdam nor in the Treaty of Nice, while
every previous revision of the EU’s legal basis reinforced
the discussion on its legal capacity with strong arguments
on both sides – in favour of an implicit derivation of the
EU’s legal personality from the provisions of the TEU, as
well as against it.
The ambiguity of the legal regulations with respect to the
EU’s legal personality was a source of uncertainty in the
international legal relationships.
By the Treaty of Lisbon, the High
Contracting Parties established among themselves a new
European Union,
which has – according to Article 47 of the TEU(L) – a legal
personality. The acquirement of legal personality of the
newly established EU was a logical consequence of the
amendment of the three-pillar structure, since the EU
replaced and succeeded the European Community (EC).
The fact that the EU’s legal personality is now formally
recognised under Article 47 of the TEU(L) “simplifies its
status and appears as an important step towards legal
certainty”.
In other words, the EU became indisputably an actor under
international law.
Furthermore, the Treaty of Lisbon
clarifies the controversy surrounding the institutions of
the EU/EC, which are now listed in Article 13(1) of the
TEU(L), and includes, alongside the European Parliament, the
Council and the European Commission, the European Council,
the position of which within the institutional framework was
long a subject of debate in the literature.
As a consequence of this legal
personality being acquired by the EU, the diplomatic
representation came under the Union’s authority: the
Commission’s delegations became the Union’s delegations
under the authority of the High Representative and are part
of the structure of the European External Action Service
(EEAS).
These amendments clearly strengthen the EU’s status as an
international actor, since the Treaty explicitly regulate
the legal personality of the EU, and, furthermore, it
clarifies the question concerning the Union’s diplomatic
relations and the status of its institutions, which
solidifies the EU’s position in the international arena
under international law.
Consequences of the EU’s Legal Personality
for the CFSP
Regarding the CFSP, the explicit regulation of the EU’s
legal personality has at least two consequences: first, it
refers to the question concerning the person who acts as a
European party in international relations, particularly as a
“European contracting party” in international agreements,
and second, it corresponds to the external means of the EU
to implement the CFSP.
Uncertainty with respect to the EU’s
legal capacity prior to the Treaty of Lisbon meant
uncertainty concerning first abovementioned question.
Accepting the arguments in favour of the implicit derivation
of the EU’s legal personality from the provisions of the TEU
meant that the activities in the field of the CFSP were –
from a legal point of view – to be classified as the EU’s
activities in accordance with the TEU. Rejecting these
arguments meant that the EU’s Member States, rather than the
EU itself, were acting jointly on the legal basis of the
TEU. The subsequent ambiguity with regard to the EU’s legal
personality gave rise to uncertainty with respect to the
European legal partner in international legal relationships.
Following the entering into force of the Lisbon Treaty, it
is now the EU that always acts “without regard to the
question whether a specific action is a matter of European
competency or of Member States’ responsibility – or of
both”.
The second consequence of Article 47 of
the TEU(L) corresponds to the EU’s external means to
implement the CFSP. The main instruments to implement the
CFSP, such as common strategies, joint actions or common
positions, were previously listed in Article 12 of the
TEU(N). The Treaty of Lisbon reorganises the system of the
instruments of the CFSP by listing the general guidelines
and decisions as the central instruments of the CFSP in
Article 25 of the TEU(L).
The instruments of Article 12 of the TEU(N), as well as
those of Article 25 of the TEU(L), have as primary internal
function the coordination of the Member States’ external
activities:
Although the external dimension of
those competences in Title V [CFSP] and VI [PJCC] TEU is
obvious, it is ironic to note that […] they basically relate
to the relationship between the Union and its Member States
rather than its relationship with third states and other
international organisations. This means that explicit
external competencies are largely absent in these areas […].
With regard to the external means for the implementation of
the CFSP, the authority to conclude international agreements
may be considered, which was previously regulated by Article
24 of the TEU(N):
When it is necessary to conclude an agreement with one or
more States or international organisations in implementation
of this title [CFSP], the Council may authorise the
Presidency, assisted by the Commission as appropriate, to
open negotiations to that effect. Such agreements shall be
concluded by the Council on a recommendation from the
Presidency. (ibid.)
In contrast to Article 300 of the TEC,
Article 24 of the TEU(N) contained no explicit reference to
the contracting party and let the question unanswered about
whether the EU or the Member States acting jointly could
conclude such international agreements. On the one hand,
these could be understood as an “abbreviated formulation”
for the conclusion of a series of treaties of the Member
States’; however, such interpretation does not explain why
the Member States that abstained from voting became a
contracting party.
This contradiction would be resolved if one considered the
EU as a contracting party to an international agreement
concluded under Article 24 of the TEU(N). Nevertheless, this
interpretation is again not convincing in light of Article
24(5) of the TEU(N), according to which
No agreement shall be binding on a
Member State whose representative in the Council states that
it has to comply with the requirements of its own
constitutional procedure; the other members of the Council
may agree that the agreement shall nevertheless apply
provisionally. (ibid.)
This provision supports the interpretation that it is not
the EU but the Member States, that act within a framework of
the EU, conclude international agreements under Article 24
of the TEU(N).
In light of the debates on international
agreements and the EU’s legal capacity, the provision of
Article 24(6) of the TEU(N), according to which agreements
concluded under Article 24 of the TEU(N) “shall be binding
on the institutions of the Union”, was ambivalent. On the
one hand, this provision was understood as evidence of the
EU’s legal personality.
On the other hand, it has been argued that the institutions
listed in Article 5 of the TEU(N) are institutions of the
EC, and the European Council mentioned in Article 4 of the
same treaty is not independent enough to be considered as an
institution of the EU.
Thus, from a legal point of view the EU had no institutions
of its own that could be bound by international agreements
under Article 24 of the TEU(N).
The increasing praxis of international
agreements, concluded in the name of the European Union on
the basis of Article 24 of the abovementioned treaty, put
forth arguments in favour of the EU’s legal personality.
On the other hand, even if the EU acted as if it had the
legal capacity, the lack of commitment by the Member States
to grant the EU its legal personality explicitly or
implicitly through the amendment of the Treaty could not be
substituted through the Council’s varying contractual
practice. As a result, the Member States jointly, and not
the EU, constituted a contracting party to international
agreements concluded on the basis of Article 24 of the
TEU(N), while the external instrument of legal international
agreements on the CFSP was not a legal instrument of the EU.
With an explicit provision on its legal
personality in the Treaty of Lisbon, the EU is now able to
take legal actions concerning itself, while the legal
actions taken on the basis of the TEU(L) – including those
in the area of the CFSP – are actions of the EU and not of
the Member States. Since the Lisbon Treaty entered into
force the EU became a contracting party to international
agreements. Article 216(1) of the TFEU contains an explicit
provision on the conclusion of international agreements by
the EU in the scope of its responsibilities:
The Union may conclude an agreement with one or more third
countries or international organisations where the Treaties
so provide or where the conclusion of an agreement is
necessary in order to achieve, within the framework of the
Union's policies, one of the objectives referred to in the
Treaties, or is provided for in a legally binding Union act
or is likely to affect common rules or alter their scope.
(ibid.)
Furthermore, Article 216(2) of the TFEU
stipulates that international “agreements concluded by the
EU are binding upon the institutions of the Union”, which
are now expressly listed in Article 13(1) of the TEU(L), as
well as on the Member States.
The Union’s authority to conclude
international agreements on the CFSP is explicitly regulated
by Article 37 of Chapter 2 on “Specific Provisions on the
Common Foreign and Security Policy” of the TEU(L), according
to which “The Union may conclude agreements with one or more
States or international organisations in areas covered by
this Chapter”.
The procedure for the conclusion of an
international agreement within the framework of the CFSP is
still based on unanimity,
and thus differs from the general procedure for the
conclusion of international agreements based on qualified
majority.
Nevertheless, with the explicit treaty-making authority in
the scope of the CFSP the EU acquired for the first time an
external legal instrument to execute the CFSP, which goes
beyond the instruments for coordination of the Member
States’ external activities within the EU framework.
Institutional Reforms and their implications
for European Foreign Policy
With regard to the EU’s foreign policy, the Treaty of Lisbon
introduced three major institutional innovations, namely,
the position of the High Representative of the Union for
Foreign Affairs and Security Policy, the position of the
President of the European Council and the European External
Action Service. In this part of the paper, the functions of
each of these institutions and their influence on the
coherence and the effectiveness of European foreign policy
will be analysed in view of the provisions of the Lisbon
Treaty.
High
Representative of the Union for Foreign Affairs and Security
Policy
Compared with the position of the High
Representative for the CFSP, the Lisbon Treaty strengthens
the new position of the High Representative of the Union for
Foreign and Security Policy (FASP), who is responsible for
conducting the Union’s foreign and security policy. The High
Representative for FASP enjoys the right to submit proposals
for the development of the CFSP and the common security and
defence policy (CSDP), which he or she shall carry out as
mandated by the Council.
Furthermore, the High Representative for
FASP chairs the newly established Foreign Affairs Council
and is simultaneously one of the Vice-Presidents of the
Commission.
Consequently, the formation previously known as “the Troika”
is now incorporated into the one position of the High
Representative for FASP.
The incorporation of the supranational
and intergovernmental elements into the one position of the
High Representative aims at increasing the horizontal
coherence of the European foreign policy. The High
Representative “shall ensure the consistency of the Union’s
external action” and is – as one of the Vice-Presidents of
the Commission – “responsible within the Commission for
responsibilities incumbent on it in external relations and
for coordinating other aspects of the Union's external
action”.
On the one hand, the wide scope of the High Representative’s
responsibility for coherence in external relations can be
understood as a single mandate over the external relations
of the Commission,
which would constrain the power of certain Commissioners. On
the other hand, it seems to be more appropriate to interpret
this position as an overall coordinating function enclosing
all external dimensions of the Commission’s policy.
Nevertheless, the High Representative obtains a special
status within the Commission, which results from his or her
appointment by the European Council. This exceptional
status, as well as the responsibility for overarching
coordination of the Commission’s policies with an external
dimension, is a potential source of tension between the High
Representative and certain Commissioners, as well as the
President of the Commission.
Concerning the latter, tension may arise because the High
Representative challenges the President’s primus inter
pares position within the Commission.
Despite possible conflicts, the new
position of the High Representative for FASP is an answer to
criticism regarding the previous failure to address the
incoherence and ineffectiveness of the EU associated with
the pillar-structure and the separation of the issue areas,
as well as the EU’s “fragmented” representation in
international relations. As argued by Pernice, the “double
hat” and “double role” of the High Representative “in some
way mirrors the unity of the supranational (Commission) and
the intergovernmental (Council) logic of the Union, it
combines in one person the European and the Member States’
lines of interest”.
The responsibility of the High Representative for ensuring
the coherence and consistency of the Union’s external action
“precisely describes what the Treaty of Lisbon is aiming at:
The Union shall be perceived as one unit, speak with one
mouth and implement consistent policies in external
matters”.
At the same time, the High Representative may contribute to
more vertical coherence in the European foreign policy,
taking into account his or her chairmanship in the Foreign
Affairs Council with a potentially positive effect on the
harmonisation of the Member States’ positions.
Catherine Ashton was appointed as the
first High Representative for FASP on November 19, 2009 by
the European Council, with the agreement of the President of
the Commission.
Comments on this appointment vary. On the one hand, Ashton
is referred to as a weak figure because of her lack of
visible experience for the post of foreign policy chief. Her
appointment can be understood as the unwillingness of the
Member States to underpin the strengthened position of the
High Representative by a strong personality. On the other
hand, her previous experience may shift the working style in
the field of the CFSP in favour of a greater consideration
of the European interests, since Ashton was a Commissioner
for Trade prior to her appointment to the post of High
Representative. As a member of the Commission, she worked in
the EU’s supranational institution and was accustomed to
advocate the European idea and European interests. Moreover,
it has been argued that the first incumbent of the post of
High Representative for FASP would have a personal bias in
favour of promoting the foreign policy interests of the
Council and the Member States instead of acting as an honest
broker between the Council and the Commission.
The appointment of Ashton to the position may have a
positive effect on the balance between the external policies
of the Council and those of the Commission.
As a result, in spite of possible conflicts regarding the
delimitation of responsibilities between the High
Representative, on the one hand, and the members of the
Commission, on the other hand, the Treaty of Lisbon
strengthens the institutional preconditions for more
coherence and efficacy of the European foreign policy by
introducing the “double position” of the High Representative
for FASP.
President of the European Council
One the most important innovations
introduced by the Lisbon Treaty concerns the formal
introduction of the European Council as one of the EU’s
constituent institutions
and the introduction of the position of the President of the
European Council.
Prior to the Treaty of Lisbon, the
European Council had never officially acquired the status of
an EU institution.
Nevertheless, its declarations have served as important
reference points for the formulation and implementation of
the foreign policy by the institutions of the EC/EU and
those of the Member States, and it has therefore served as
an important instrument to increase the coherence in foreign
policy.
The formal introduction of the European Council as an
institution of the EU is accompanied by the manifestation of
the right of the European Council to identify the strategic
interests and objectives of the Union, which relate to the
CFSP and to other areas of the Union’s external action.
In legal terms, this constitutes a significant extension of
the European Council’s authority, although it already
exercised those functions before the Lisbon Treaty entered
into force.
The introduction of the new position of
the President of the European Council affects first the
continuity of the European foreign policy. Before the Treaty
of Lisbon entered into force, the Head of State or
Government of the Member State that held the Presidency of
the Council of Ministers also held a chairmanship during the
meetings of the European Council; however, this position was
not explicitly set out in the Treaty.
The Presidency of the Council of Ministers
rotates every six
months between the Member States in an order defined by the
Council, and all positions related to the Presidency also
rotate. According to the reforms of the Lisbon Treaty, the
President of the European Council will be elected by the
European Council by qualified majority for the period of two
and a half years that can be renewed once,
thus the post is no longer subject to alternation every six
months. In other words, this innovation now has a positive
effect on the continuity of the European foreign policy.
Furthermore, the President chairing the
European Council should endeavour to facilitate cohesion and
consensus within the European Council and to ensure the
preparation and continuity of its work in cooperation with
the President of the Commission, as well as on the basis of
the work of the General Affairs Council.
Thus, according to the provisions of the TEU(L), the
President of the European Council is supposed to increase
the coherence of the supranational and intergovernmental
aspects of the EU’s external relations, while the
cooperation between the President of the European Council
and the President of Commission is of particular importance
for the facilitation of coherence.
Stressing the importance of the
Presidency of the European Council for the coherence of
European foreign policy, the amendments of the Lisbon Treaty
are, at the same time, ambiguous with respect to the
delimitation of responsibilities. The responsibility of the
President of the European Council for the preparation and
continuity of the work of the European Council, as well as
for driving forward its work, means that he or she is
involved in the formulation and implementation of the
intergovernmental or even the Community aspects of
the EU’s foreign policy,
which bear potential conflicts and tensions with the
authority of the High Representative.
The provisions of the Lisbon Treaty are
particularly ambiguous with respect to the EU’s external
representation. Article 15(6) of the TEU(L) stipulates that
the President of the European Council “shall, at his level
and in that capacity, ensure the external representation of
the Union on issues concerning its common foreign and
security policy, without prejudice to the powers of the High
Representative of the Union for Foreign Affairs and Security
Policy”.
The delimitation of responsibilities between those of the
President of the European Council and those of the High
Representative is difficult from a legal perspective and
could be rendered impossible in the praxis,
which may result in the incoherence of European foreign
policy.
The function of the EU’s external
representation at the highest level is exercised not only by
the President of the European Council but also by the
President of the Commission in the areas under the Union’s
authority. Following the argumentation of Ingolf Pernice,
this means that the unity achieved at the ministerial level
by uniting the Troika representation in the one position of
the High Representative is not realised at the level of
Heads of State or Government.
The Treaty of Lisbon, on the one hand, consolidates the
representative function with respect to the CFSP at the
ministerial level and, on the other hand, bears new
potential for conflicts between the President of the
European Council and the High Representative, and, to a
lesser extent, the President of the Commission. Thus, the
effectiveness of the European foreign policy greatly depends
on a possible agreement between single institutions.
European External Action Service
The establishment of the European
External Action Service (EEAS) is of paramount importance in
order to ensure the coherence of the EU’s external relations
and the strengthening of its role as an international actor.
According to the Presidency report, the EEAS “should play a
leading role in the strategic decision-making”.
Article 27(3) of the TEU(L) stipulates that “the
High Representative shall be assisted by a European External
Action Service”. Taking into account the scope of tasks and
the responsibilities of the High Representatives, the
creation of the EEAS was a necessary step to ensure the
capacity of the High Representative to perform his or her
functions. The scope of the EEAS “should allow the [High
Representative] to fully carry out his/her mandate as
defined in the Treaty”.
At the same time, to ensure the coherence of European
external relations, the EEAS “should also assist the
President of the European Council and the President as well
as the Members of the Commission” in the areas of external
relations and closely cooperate with the Member States.
With regard to the scope of the EEAS, the
service “should be composed of single geographical [...] and
thematic desks, which will continue to perform under the
authority of the High Representative the tasks [previously]
executed by the relevant parts of the Commission and the
Council Secretariat”.
At the same time, the Commission’s exclusive authority in
trade, development and enlargement policy will not be
transferred to the EEAS; however, the service will have
“desks” on those issues. Regarding the European Security and
Defence Policy, the Crisis Management and Planning
Directorate (CMPD), the Civilian Planning and Conduct
Capability (CPCC) and the Military Staff (EUMS) should
constitute parts of the EEAS and form an entity placed under
the direct authority and responsibility of the High
Representative.
Even if the separation of the issue-related decision-making
powers and the duality of the supranational and
intergovernmental dimensions of the EU’s external relations
still remain, the allocation of all issue areas to one
institution has without doubt the potential for a more
coherent European foreign policy once the development of the
EEAS is completed.
The composition of the EEAS may likewise contribute to a
higher degree of coherence in the EU’s external relations,
since the service should comprise officials from relevant
departments of the Council’s General Secretariat and of the
Commission, as well as staff seconded from national
diplomatic services of the Member States.
The EEAS is thought to play a “unique role” and should be “a
service of a sui generis nature”
that is separate from the Commission and the Council
Secretariat. However, although the High Representative and
the EEAS can prepare initiatives, Member States make the
final decisions and the Commission also plays a part in the
technical implementation.
Conclusion
The analysed numerous innovations of the
Lisbon Treaty aim at enhancing the coherence of EU’s
external actions and at expanding its resource base, thus
increasing the effectiveness of European foreign policy and
strengthening the role of the EU as an international actor.
At the same time, the Lisbon Treaty does not bridge the
duality of European Foreign Policy while the separation
between the CFSP and the other issue areas of external
relations remains in place. Concerning the CFSP, unanimity
is still the prevailing decision-making procedure, which
protects national interests and bargaining behaviour at the
expense of common European interests. In this area, the
implementation of the European foreign policy in concrete
situations continues to depend, to a great extent, on the
Member States’ willingness to cooperate and compromise.
Nevertheless, the Lisbon Treaty considerably strengthens the
EU as an international actor through the explicit provision
of the EU’s legal personality by equipping the EU with its
own external instruments to implement the CFSP and its own
institutions, and by reorganising the EU’s diplomatic
relations as the successor of the European Community. All
these amendments simplify the international status of the EU
and constitute an important step towards legal certainty in
international relations.
By revising the institutional
arrangements related to European foreign policy, the Treaty
of Lisbon expands the institutional preconditions for more a
coherent, and thus more effective, foreign policy, even if
it does not change the legal nature of the principles of
horizontal and vertical coherence, which is still
non-justiciable and depends on the willingness to cooperate
among the Member States and the EU institutions. Positive
effects are supposed to result first from the strengthened
position of the High Representative for FASP and his or her
“double hat”, which contribute to more coherence in European
external relations and may enhance the effectiveness of
European foreign policy and the EU’s credibility as an
international actor. At the same time, the High
Representative – in his or her function as chairman of the
Foreign Affairs Council – may facilitate the vertical
coherence in the European foreign policy by contributing to
the harmonisation of the Member States’ positions. The new
position of the President of the European Council also aims
at facilitating the coherence of the supranational and
intergovernmental aspects of the EU’s external relations,
while the cooperation between the President of the European
Council and the President of Commission is of particular
importance. Furthermore, by extending the term in office of
the President of the European Council from six months to two
and a half years, the Lisbon Treaty improves the
institutional preconditions for continuity of the European
foreign policy.
By stressing the importance of coherence and creating “new
faces” of European foreign policy, the Lisbon Treaty, at the
same time, creates new potential for conflicts between the
High Representative, the President of the European Council
and the President of the Commission. This is because the
provisions of the Treaty are ambiguous with respect to the
delimitation of their responsibilities. Institutional
tensions could be expected first between the coordinating
function of the High Representative for FASP and Members of
the Commission with responsibilities for external policies,
and second, between the High Representative and the
President of the European Council. These tensions may
concern the particular function of the EU’s external
representation.
Despite possible conflicts, the Treaty
provides a stronger institutional basis for a more effective
foreign policy of the EU, through the creation of the EEAS,
among others. This institution is supposed to play a “unique
role” and should be “a service of a sui generis
nature” that is separate from the Commission and the Council
Secretariat and should ensure the coherence and better
coordination of the Union’s external action. Supporting the
High Representative in carrying out his or her mandate as
defined in the Treaty, the EEAS should also assist the
President of the European Council, the President and the
Members of the Commission, as well as closely cooperate with
the Member States, thus contributing to horizontal and
vertical coherence. The service should be composed of
geographical and thematic desks, which should perform the
tasks previously performed by the Commission and the Council
Secretariat. Even if the exclusive authority in trade,
development and enlargement policy executed by the
Commission is not transferred to the EEAS, the service
should have “desks” on those issues. This allocation of all
issue areas to one institution has a strong potential for an
increase in the coherence of European external relations,
although the duality of the supranational and
intergovernmental dimensions of the EU’s external relations
still remains. The composition of the EEAS may similarly
facilitate coherence since the service should comprise
officials from the General Secretariat of the Council and
the Commission, as well as national diplomatic staff of the
Member States.
In conclusion, the main finding of the
article is that the Treaty of Lisbon contributes to a more
coherent foreign policy of the EU, thus strengthening the EU
as an international actor. With its contributions, the
Treaty is a positive step towards a higher degree of
coherence in the EU’s external relations, even if it is
still far away from achieving its goal of a truly common
European foreign policy. Currently, there are no reasons to
believe that this kind of policy can be reached in the
future. Nevertheless, coherence in the formulation and
implementation of foreign policy at national level also
constitutes an exception rather than the norm.